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HOW TO BECOME A TRADING PARTICIPANT An applicant formally applies for a license from the Capital Market Authority as stipulated in regulations 14, 15, and 16 of the Capital Markets (Licensing Requirements) (General) Regulations, 2002
Checklist – Capital Markets Authority The checklists contained in this website reflect a summary of application requirements for various categories of applications that can be made with the Authority for approval to operate as a market intermediary, approved institution or issuer of securities within the Kenyan capital market
How To Become A Stockbroker In Kenya? - forexmalibu. com To become a trading participant in Kenya, an applicant must seek a No Objection from the National Stock Exchange (NSE) and apply for a license from the Capital Markets Authority (CMA) as per regulation 15 of the Capital Markets (Licensing Requirements) (General) Regulations, 2002
Licencing – Guidelines – Capital Markets Authority The checklists contained in this website reflect a summary of application requirements for various categories of applications that can be made with the Authority for approval to operate as a market intermediary, approved institution or issuer of securities within the Kenyan capital market
Stockbroker Licence — Fees and Charges in Kenya - Nairobi Online In Kenya, stockbrokers operate on the Nairobi Securities Exchange (NSE) and are licensed by the Capital Markets Authority (CMA) under the Capital Markets (Licensing Requirements) (General) Regulations, 2025, which overhauled the licensing framework that had been in place since 2002
Kenya - Obtain Stockbroker License - Wikiprocedure To apply for the Stockbrokers License online, the applicant should make the application to the Capital Markets Authority through their online services portal via this CMA Portal
The Capital Markets (Licensing Requirements) (General) Regulations . . . (1) A broker dealer shall have a paid-up share capital of a minimum amount of seventy million shillings and the level of shareholders’ funds (paid up share capital and reserves) shall not fall below seventy million shillings at any time during the license period
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